RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
4 Issues Hurting Mobile Comms Compliance
By Jamie HoyleJust 25% of firms capture all mobile messages, while the majority rely on workarounds — bleeding budgets and missing risks.
July 25, 2025
Vanilla Granted Patent for Its Estate Planning TechnologySeparately, the firm hired Emily Tran, formerly with Practifi, as its vice president of marketing.
July 24, 2025
Cutting Clients' Taxes Is a Must-Have Skill for Advisors: CerulliYet less than half of practices offer tax planning today, according to the research firm's latest study.
July 16, 2025
Trump 'Crypto Week' in Limbo Amid House Republican ImpasseSome conservatives want legislation that prohibits the Federal Reserve from issuing digital assets.
June 30, 2025
The Rise of Human-AI Teams in Life InsuranceAI can elevate consumer trust by making Reg BI possible.
June 20, 2025
UBS Confirms Data Stolen After Hack at External SupplierCEO Sergio Ermotti’s direct phone number was also among the leaked information.
June 20, 2025
Morgan Stanley to Shutter Electronic Equity Market-Making UnitThe firm has been the last major bank still in the business of paying retail brokers for options order flow.
May 15, 2025
LPL Drops Suit Over Ameriprise's 'Defamatory' Data Breach NoticesThe financial services firms agreed that LPL could pursue claims with FINRA, among other points.