RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
UBS Says It's Part of Probe Into Unapproved Staff Messaging
By Steven AronsRegulators are set to levy $1 billion in fines on the biggest banks for failing to monitor employees' use of unauthorized messaging apps.
June 28, 2022
Ritholtz-Affiliated VC Fund Invests in RIA Software PlatformThe Compound Capital Fund I has taken an unspecified stake in SmartRIA, a compliance software platform.
June 22, 2022
Meet the LUMINARIES Class of 2022 FinalistsNow in its second year, the recognition program spotlights firms and individuals who excel in four categories.
June 09, 2022
Riskalyze Increases API Offerings: Tech RoundupAlso, Franklin Templeton teams with iCapital on alternative investing.
May 05, 2022
Orion Adds Behavioral Finance to Financial Planning Platform: Tech RoundupAlso, Envestnet enhances its financial wellness ecosystem with new tech updates.
May 03, 2022
4 Ways SEC's New Proposed Rules Put Cybersecurity Front and CenterDespite pushback, advisors and funds will need to update and document their risk management practices.
April 20, 2022
'The Stars Aligned': Orion-Redtail Deal Was Years in the Making"I used to lose sleep over the thought of this transaction going in a different direction," the CEO says.
April 15, 2022
'Staggering' Crypto Seizures Have Cops Struggling to Keep UpCryptocurrencies made up 93% of assets confiscated by the Criminal Investigation Division of the IRS in the last fiscal year.