RegTech
Get the latest news and insights affecting financial regulatory technology (regtech) used for compliance and other areas.
When Will We Finally Get a Spot Bitcoin ETF?
By Ric EdelmanSEC Commissioner Caroline Crenshaw told me where she still has major questions and concerns about the crypto market.
July 01, 2022
SEC Marketing Rule Is Hottest Compliance Topic for Second Year: SurveyCybersecurity and ESG also grind compliance pros' gears, according to an annual IAA compliance survey.
June 28, 2022
Ritholtz-Affiliated VC Fund Invests in RIA Software PlatformThe Compound Capital Fund I has taken an unspecified stake in SmartRIA, a compliance software platform.
June 22, 2022
Meet the LUMINARIES Class of 2022 FinalistsNow in its second year, the recognition program spotlights firms and individuals who excel in four categories.
June 09, 2022
Riskalyze Increases API Offerings: Tech RoundupAlso, Franklin Templeton teams with iCapital on alternative investing.
May 05, 2022
Orion Adds Behavioral Finance to Financial Planning Platform: Tech RoundupAlso, Envestnet enhances its financial wellness ecosystem with new tech updates.
May 03, 2022
4 Ways SEC's New Proposed Rules Put Cybersecurity Front and CenterDespite pushback, advisors and funds will need to update and document their risk management practices.
April 20, 2022
'The Stars Aligned': Orion-Redtail Deal Was Years in the Making"I used to lose sleep over the thought of this transaction going in a different direction," the CEO says.