Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
CFA Chairman Marg Franklin: The Move to Private Client Wealth
By Kate McBrideCFA Chairman Marg Franklin speaks about the 'Seismic shift to the individual investor.'
October 27, 2010
Ameriprise Reports Healthy 3Q Profits as Advisor Force ShrinksAmeriprise Financial now has less than 12,000 financial advisors nationwide.
October 27, 2010
Calamos Posts Higher Revenues on Increased AUMCalamos Asset Management Inc. reported better-than-expected third quarter results late Tuesday with revenues topping $78 million, a 6% increase over the third quarter of 2009.
October 26, 2010
UBS U.S. Advisors Stem Client Outflows as Firm Boosts ProfitsDespite a decline of 503 advisors, UBS improves results in the Americas thanks to recruiting and retention
October 20, 2010
Morgan Stanley Advisors Reverse Asset Flows as Firm Sees Q3 LossAfter experiencing client withdrawals of nearly $8 billion in assets during the Q2, Morgan Stanley's U.S.-based advisors produced net inflows of $2.4 billion, while the company overall lost $91 million in Q3.
October 19, 2010
At Fusion Advisor Conference, Philip Palaveev Says, ‘Capture the Recovery’Philip Palaveev exhorts advisors to prepare to seize opportunity, selectively.
October 19, 2010
California Investors Fight Proposition 23Investors in Valero Energy Corp., Tesoro Corp. and Occidental Petroleum, which have all spent large amounts of cash to help pass California's Proposition 23, are unhappy they are doing so.
October 19, 2010
BNY Mellon's Q3 EPS Bounces Back; Record AUM of $1.14 TrillionBank of New York Mellon Corp. reported third-quarter 2010 profits of $625 million, or $0.51 per common share, compared with a loss of $2.44 billion, or $2.04, in Q3 2009.