Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
NPH Announces Slight Increase in Year-Over-Year Sales for Q1
By John SullivanOn the heels of a strong earnings announcement from parent company Jackson National Life, National Planning Holdings, Inc. (NPH), the broker/dealer unit owned by the Michigan-based insurance company, announced mixed results on Tuesday, May 18.
May 11, 2010
Fidelity Separates Asset Management from DistributionAbigail Johnson promoted to head all of distribution; Ronald O'Hanley hired to lead asset management and corporate services.
May 11, 2010
Fidelity Separates Asset Management From DistributionAbigail Johnson promoted to head all of distribution; Ronald O'Hanley hired to lead asset management and corporate services.
May 11, 2010
Investors Cap at $1 Bil AUM; To Host First Women's ConfabInvestors Capital, which has some 550 independent advisors, now has more than $1 billion in assets under management.
May 06, 2010
Wells Fargo Hires Merrill Manager; Baird Adds from Smith BarneyWells Fargo Advisors tapped Thomas R. Isaacs from Merrill Lynch to serve as the market manager for its New York City branches, while Baird picked up William H. Sewell from Morgan Stanley Smith Barney to open a new office in Raleigh, N.C.
May 06, 2010
Wells Fargo Hires Merrill Manager; Baird Adds From Smith BarneyWells Fargo Advisors tapped Thomas R. Isaacs from Merrill Lynch to serve as the market manager for its New York City branches, while Baird picked up William H. Sewell from Morgan Stanley Smith Barney to open a new office in Raleigh, N.C.
May 05, 2010
Profits at Calamos, AllianceBernstein Surge in Q1Calamos gets boost from rise in AUM; AllianceBernstein benefits from market resurgence and cost-cutting.
April 29, 2010
Stifel Shares Q1 Growth Report on Heels of Merger NewsStifel's wealth-management operations are poised to include 1,900 financial advisors and $100 billion in assets under management after its merger with Thomas Weisel Partners is completed.