Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Wirehouses Post Mixed Results for Q4’11
By Janet LevauxBank of America said in mid-January that it had net income of $2 billion, or $0.15 per share, for the fourth quarter of 2011 vs. a net loss of $1.2 billion, or $0.16 per share in the same year-ago period, meeting analysts expectations.
February 09, 2012
China ETF: Foot in the Door to Foreign InvestingChinese regulators' approval of the countrys first ETF linked to Hong Kongs Hang Seng China Enterprise Index represents a cautious opening for Chinas tightly controlled capital markets.
February 08, 2012
Angeles Investment Advisors, Carson Wealth’s Foster Launch HNW RIAThe new RIA plans to grow by hiring breakaway brokers looking to build upon an exceptional brand.
February 06, 2012
UBS Nominates Board Members; Grabs Advisors From BofA, MorganThe recruited reps come from Bank of America and Morgan Stanley with about $3 billion in assets and $18 million in production.
February 01, 2012
Top 10 Compliance To-Do’s for 20122011 was a year full of changes for the investment advisory community.
February 01, 2012
Delivering Results in Volatile TimesThe financial markets movement in 2011 led many investors to seek stable income and steady business models; midstream MLPs and other partnerships benefitted from that interest.
January 26, 2012
Two Ways to More AssetsIt's difficult to get financial advisors to gently and persistently probe for additional funds.
January 25, 2012
Raymond James Meets Estimates as Results Weaken: Q1 FY 2012Private-client revenue grows 2% to $528.6 million as the number of financial advisors rises slightly.