Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Lovell Minnick Sells Mercer Advisors to Genstar
By Janet LevauxThe $6 billion RIA based in Santa Barbara, California, is set to have a new private equity owner.
March 12, 2015
MetLife, Principal target Latin America for deals, expansionPrincipal and New York-based MetLife, the largest U.S. life insurer, are increasingly counting on emerging markets.
March 09, 2015
Raymond James Adds $1.9M Ex-Morgan Stanley TeamThe group of two reps managed about $150 million of client assets in Washington, D.C.
March 03, 2015
Court issues CoOportunity liquidation orderBrokers are supposed to keep all records related to CoOportunity.
March 03, 2015
Court issues CoOportunity liquidation orderBrokers are supposed to keep all records related to CoOportunity.
March 03, 2015
Moore to Leave LPL; Arnold Replacing Him as PresidentRobert Moore is leaving LPL to become CEO of Legal & General Investment Management America, an RIA specializing in fixed income.
March 02, 2015
Tibergien and Pershing: Growth in US and AbroadIn February, Mark Tibergien and the firm he leads, Pershing Advisor Solutions, won honors at the 2014 Private Asset Management award: for PAS, the Private Banking-Innovation award and for Tibergien, an Outstanding Contribution award, recognizing his business management, transition planning and strategy formulation accomplishments.
February 25, 2015
12 Best & Worst Broker-Dealers: Q4 Earnings, 2014Heres how some of the biggest firms earnings compared over the fourth quarter.