Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
RBC Adds $350M Merrill Team, $125M Morgan Stanley FA: Recruiting Roundup
By Janet LevauxMeanwhile, wirehouse reps depart for Baird, Ameriprise and Arkadios Capital; Royal Alliance and CAPTRUST attract large groups.
September 18, 2017
Impax Asset Management to Acquire Pax World ManagementCombined, the two sustainable investing leaders have $13.4 billion in AUM.
September 17, 2017
Axa Said to Weigh Merger for European Asset Management UnitCompetition from exchange-traded funds and other index-based products is starting to hurt.
September 15, 2017
NextGen Crowdfunding Launches First-of-Its-Kind Deals DashboardThe online resource includes active Title III offerings from more than 20 existing crowdfunding platforms.
September 13, 2017
As the World Churns: Avoiding Tax Planning Disaster by Avoiding Anti-Churning RulesThe anti-churning rules have created a complex and burdensome trap and catch more M&A transactions than you might suspect.
September 06, 2017
DoubleLine Hires Exec for Latin America; Ariel Elects New Board MemberJoel Pea, a former Pimco and Robeco employee, has a new role, as does Heather Tookes of Yale's School of Management.
August 31, 2017
$600M Merrill Team Joins Syntal Capital Partners: RecruitingJanney and RBC Wealth also pick up advisors from Morgan Stanley and Wells Fargo respectively.
August 30, 2017
Personal Capital Hits $5B MilestoneThe hybrid digital advice provider has added $2 billion in the last year.