Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
How to Find the 'Hidden Rich' in Your Area
By Bryce SandersWith a little research, you can focus your prospecting efforts on the wealthiest 2%-5% of your market.
July 30, 2018
Here's the Key to Attracting New ClientsSchwab benchmarking study finds that firms use winning strategy to attract 26% new clients than those who don't
July 30, 2018
SEC Clarifies 'Inadvertent Custody'The staff of the U.S. Securities and Exchange Commission's Division of Investment Management recently released updated guidance to what advisors know…
July 26, 2018
UBS Cutting Dozens of Staff in Wealth-Management RevampThe developments are taking place after the business reported a withdrawal of assets by clients in the latest quarter.
July 23, 2018
Maybe the Future of Fund Management Isn't So BleakAssets are growing, and firms seem to be adapting to the squeeze on fees.
July 20, 2018
Carson Group Invests In and Adds $1.1B Texas TeamPinnacle Financial Group, led by Michael David, will change its brand but not its broker-dealer in the process.
July 19, 2018
Bigger Is Better, but More Complicated, for RIAs: CerulliBeyond the $1 billion asset threshold, RIAs require an "entirely new set of competencies to remain competitive," Cerulli says.
July 13, 2018
Robo-Advisor Hedgeable Is Closing. Who's Next?The "market of independent automated investment services is saturated," Bill Winterberg says.