Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Steward Adds Merrill Team in New Hampshire
By Janet LevauxThe partnership, which is associated with Raymond James, announces its latest recruiting news just a week after it opened a branch in Dallas.
March 05, 2019
Woodbury Adds 64% of Questar Reps, 86% of AUMBut could the growth of the IBD and its sister firms prompt the private equity owner to consider a sale?
February 27, 2019
In the Advisory Space, Bigger Is Better for Growing Market ShareA new Cerulli report shows that the biggest firms keep gobbling up a bigger share of assets.
February 27, 2019
Raymond James Nabs Morgan Stanley Complex ManagerVeteran complex manager Bill Drew will now lead the employee channel in the greater Boston area; meanwhile, the firm moves to acquire 100% of asset manager ClariVest.
February 22, 2019
Sales Practice Risk in the Digital Era, Part 2: Mitigating the RiskHere's how advisors should address these risks amid an ever-changing regulatory landscape.
February 20, 2019
HighTower Nabs $2.6B Group in Memphis: Recruiting RoundupMeanwhile, Raymond James' Alex. Brown division has added a veteran advisor from Wells Fargo with $113 million in client assets in Boston.
February 20, 2019
United Capital's FinLife Platform Hits $22.5B"The day may come soon when FinLife Partners eclipses United Capital in size," CEO Joe Duran said.
February 07, 2019
TD Ameritrade CEO Hockey Vows Not to Compete With RIAs"We've been ambiguous about this in the past," but "our strategy is clear," CEO Tim Hockey says.