Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Roundup: Advisor Group Has New Owner; Firms' Q1 2019 Results
By Janet LevauxRecruiting and deal-making continues, though financial performance has been mixed.
April 29, 2019
2019 IA25 Custody and Clearing WinnersHere are this year's top vote getters in the custody and clearing field.
April 25, 2019
Raymond James Names Private Client COO, Boosts ProfitsThe PCG reported higher profits and net revenues of $1.27 billion for the quarter ending March 31.
April 23, 2019
Don't Overlook These 4 Provisions in Vendor ContractsRead the vendor contract carefully to avoid unpleasant surprises.
April 04, 2019
Best Firms for Self-Directed Investors: J.D. Power — 2019Clients who use some professional guidance are more satisfied on average than pure DIYers, the research finds.
April 04, 2019
Stifel Adds 6 Reps From Rivals: Recruiting RoundupMeanwhile, LPL Financial adds a team of six advisors, including five women, in Oregon who work with $390 million in client assets.
April 03, 2019
United Capital Scoops Up 2 RIAs With $800MThe deals mean the RIA rollup firm now has locations in Atlanta and near Davenport, Iowa.
April 03, 2019
UBS Said to Weigh Asset Management Options Including MergerSwiss bank considering partial sale or merger of business; asset managers seeking scale to fend off low-cost competitors.