Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Should You Call Clients When the Market Tanks? Of Course!
By Bryce SandersHere are 10 reasons why you should pick up the phone.
February 12, 2020
Wells Fargo Ends Mandatory Arbitration for Sexual Harassment ClaimsA shareholder group raised the issue late last year, after Ken Fisher's crude remarks about women.
February 07, 2020
Robos Are Now Everywhere, Luring Away Your Future ClientsRobos are becoming better positioned to hook clients earlier in their financial lives, researcher David Goldstone says.
January 30, 2020
United Capital to Be Rebranded With Goldman in Its NameGoldman is building out its HNW and mass affluent focused business.
January 29, 2020
Which Firms Are Losing Advisors to UBS?UBS recently added advisors with a total of $12.5 billion in assets and $29.6 million in yearly fees & commissions.
January 29, 2020
5 Ways to Bring More Women Into Asset ManagementA new book offers insights into why the industry needs more female participation and how to make that a reality.
January 24, 2020
Morgan Stanley Rolls Out New Mobile Banking ProgramSeparately, the wirehouse reported that it ended 2019 with 15,468 financial advisors and $2.7 trillion in client assets.
January 15, 2020
Repeat Buyers Led 2019 M&A Charge in 2019: TD AmeritradeRIA deals surged 60% from 2018, a new study finds.