Investment Platforms
Get the latest news and insights on investment platforms (including digital, mobile and online platforms), and how these developments impact financial advisors, the wealth management industry and more.
Dynasty Adds $2B Advisor
By Ginger SzalaSteven Mitchell joins Procyon Partners from UBS.
July 20, 2020
What to Make of Schwab's Mixed Q2 ResultsEquity analysts weigh in on the company, its purchase of TD Ameritrade and more, ahead of its investor call.
July 15, 2020
RIA M&A Activity Recovered in June Despite Pandemic: FidelityWill the momentum continue or slow down to the more sluggish pace in early Q2?
July 10, 2020
Mercer Buys $910M RIAThe deal means Mercer is now working with about $2 billion of assets in Colorado, where it is based.
July 08, 2020
Brookstone, FormulaFolios Merge to Form $6.5B RIAThe news comes a year after TAMP Brookstone sold a major stake to AmeriLife, which is now backed by Thomas H. Lee Partners.
July 02, 2020
Advisor Deal Activity Could Drop 20% This Year: EchelonThe latest transactions report from Echelon Partners projects the slowest year for RIA mergers and acquisitions since 2016.
July 02, 2020
$1.6B UBS Advisors Move to Wells Fargo FiNet: Recruiting RoundupMeanwhile, Stifel adds Wells Fargo reps with $540 million and a $935 million Merrill Lynch team.
July 01, 2020
ESG Shop Trillium Sold to Australia-Based FirmThe Boston-based firm has $3.8 billion in assets under advisement.