Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
Broadridge Launches Site to Manage Shareholder Report Delivery
By Marlene SatterThe site will aid brokers in sending shareholder reports electronically, as allowed under an SEC rule enacted this year.
November 26, 2018
Regulators Sending 'Mixed Signals' About Crypto Regs: SEC's PeirceThe SEC can also "do a better job at explaining how and why we make decisions and what those decisions mean" to investors, Peirce said.
November 19, 2018
SEC, Massachusetts Settle Charges With ICO Issuer AirfoxThe SEC also settled with another issuer, Paragon, for not registering its ICOs pursuant to the federal securities laws.
November 16, 2018
Advisor Group Rolls Out Digital Onboarding SystemThe firm says eQuipt will cut account-opening time in half for its 6,800 reps.
November 15, 2018
Schwab Quietly Provides a Welcome Mat for Smaller AdvisorsJalina Kerr's service group is happy to serve the needs of RIAs with less than $100M in AUM.
November 15, 2018
Commonwealth Rolls Out New Financial Planning Tools With RightCapitalAdvisors can show client goals in new ways that run "the full gamut of planning from simple to advanced," according to one executive.
November 14, 2018
SEC's EtherDelta Decision Could Be Fodder for Court ActionsThe SEC's Nov. 8 ruling could prompt "a well-funded party" to ultimately challenge the SEC.
November 13, 2018
Client Financial Info on One Sheet Is Hit With Clients, Asset-Map SaysWhen Adam Holt, founder of Asset-Map, was an advisor he found that his "clients wanted the Asset-Map religiously."