Marketing Technology
Get the latest news and insights about marketing technology used by financial advisors and throughout the financial services industry.
Commonwealth Financial Highlights RIA Focus, Tech and 'Grit' at Event
By Janet LevauxIn Austin, the independent broker-dealer draws nearly 1,200 affiliated advisors to its yearly educational conference.
November 28, 2018
What's Inside the SEC's Best Execution Risk AlertAdvisors often don't realize that best execution requirements have many facets, all of which are worth a careful review.
November 27, 2018
Broadridge Launches Site to Manage Shareholder Report DeliveryThe site will aid brokers in sending shareholder reports electronically, as allowed under an SEC rule enacted this year.
November 27, 2018
BlackRock's Envestnet Deal Is a Big Win, Analysts SayThere are three ways the 5% stake could boost Envestnet, according to equity analysts, who also describe how BlackRock stands to gain.
November 26, 2018
4 Easy Ways Advisors Can Add More Personality to Their MarketingEverything that you create and share should have an element of you in it.
November 26, 2018
Regulators Sending 'Mixed Signals' About Crypto Regs: SEC's PeirceThe SEC can also "do a better job at explaining how and why we make decisions and what those decisions mean" to investors, Peirce said.
November 19, 2018
SEC, Massachusetts Settle Charges With ICO Issuer AirfoxThe SEC also settled with another issuer, Paragon, for not registering its ICOs pursuant to the federal securities laws.
November 16, 2018
Advisor Group Rolls Out Digital Onboarding SystemThe firm says eQuipt will cut account-opening time in half for its 6,800 reps.