Annuity Investing
Learn about the latest news and trends in annuity investing for retirement, including tips on the role of annuity income in portfolios
Morgan Stanley Keeps Commission Retirement Accounts, Despite DOL Rule
By Janet LevauxThe news comes one week after CEO James Gorman discussed the importance of giving clients choice.
October 07, 2016
FINRA’s Top 5 Fine Categories in Potentially Record-Setting YearFINRAs 2016 fines are on pace to shatter the record-setting 2014 fine levels, driven by a sharp increase in supersized fines.
October 05, 2016
Recruiting Roundup: LPL Affiliated Reps Jump to Focus Financial, Form $600M RIAMeanwhile, the Harvest Group breaks away from UBS with about $300 million in assets; more
October 05, 2016
Annuities in 401(k) Plans Could Benefit From GAO ReportA Government Accountability Office recommendation may allay plan sponsors fears of liability if they offer annuities in 401(k)s.
September 30, 2016
Ex-Broker Must Pay $600K for ‘Siphoning Money’ From Older Couple: FINRAJerome Krause fraudulently borrowed money from his clients when he was working for First Heartland Capital, FINRA said.
September 28, 2016
Building Trust Key to Overcoming Client RoadblocksTrust is still an issue in the financial services industry, Zahira Lehri of SunTrust said at the IRI Vision annual conference.
September 28, 2016
Nationwide Says DOL Rule Behind Jefferson National DealNationwide said it struck a deal to buy the Louisville-based Jefferson National, a firm with about $4.7 billion in client assets.
September 27, 2016
Vanguard’s New Model for Retirement Spending in Low-Yield MarketVanguard has developed a goals-based approach to retirement spending with a low-return environment in mind.