State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Six states sue over Medicaid plans’ PPACA fee bills
By Allison BellThe plaintiffs say HHS outsourced fee authority to the Actuarial Standards Board.
February 15, 2016
10 worst states for retirees in 2016Whether because of the crime rate, the air and water quality, or taxes, your clients might want to look elsewhere before deciding on one of these 10 locations for retirement.
February 12, 2016
South Carolina focus group praises Cruz but sees Trump winOne voter praised Cruz for getting on the Senate floor and fighting PPACA.
February 05, 2016
5 of the top regulatory hurdles facing insurers in 2016The FSOC warns that life insurers' captive reinsurers pose a systemic threat to the stability of the U.S. economy."
February 05, 2016
5 of the top regulatory hurdles facing insurers in 2016The FSOC warns that life insurers' captive reinsurers pose a systemic threat to the stability of the U.S. economy."
February 01, 2016
NASAA Adopts Model Rule to Fight Senior Financial AbuseThe model rule, should states choose to adopt it, would allow BDs or advisors to delay disbursements when they suspect financial exploitation.
February 01, 2016
When the preferable is not availableSure, your clients like you. But how quickly can they reach you?
January 28, 2016
Where FINRA, SEC and NASAA Are Really Focusing This YearAt FSI OneVoice, regulators say theyre looking at everything from recruitment compensation and conflicts of interest to elder fraud.