State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
States Probe PBMs Over Pricing
By Robert LangrethOfficials in Connecticut, Georgia, Kentucky and Ohio are wondering where the money went.
March 28, 2019
Trump Can't Let States Make Medicaid Recipients Work: Federal JudgeAn Arkansas work requirement pushed about 18,000 Medicaid recipients out of the program between August and December.
March 20, 2019
Business Roundtable Calls for National Privacy Law; Trims Economic OutlookEighty percent of roundtable members said it was at least "somewhat" important for Congress to enact such a law.
March 18, 2019
Nevada Fiduciary Rule Would Scare Off Morgan Stanley, TD AmeritradeThe two firms say they would have to stop serving brokerage customers in the state if the rule is adopted as written.
March 15, 2019
NAIC Developing Executive-Level Committee to Harmonize LTCI RatesThe committee would try to establish a uniform practice for granting rate increases across states.
March 12, 2019
3 Misconceptions About Best InterestKim O'Brien helped kill the DOL fiduciary rule. Here's what she thinks about the new sales standards projects.
March 07, 2019
Let Reg BI 'Play Out': SEC's PeirceMeanwhile, NASAA tells Nevada its fiduciary plan doesn't violate federal securities laws.
March 06, 2019
5 Ways 2020 Medigap Changes Are Driving States WildCompanies or persons that sell the wrong plans to the wrong people could go to prison for five years.