State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Community Property: When Federal-State IRA Rules Collide
By Robert Bloink, William H. ByrnesSorting out the state community property rules and IRS rules on beneficiary designations in retirement accounts.
September 20, 2016
Mylan EpiPen files sought as West Virginia opens fraud probeThe daughter of one of the state's U.S. senators is Mylan's CEO.
September 19, 2016
Gilead-backed advocates pressuring states to cover pricey pillsThe drug company says its donations have nothing to do with the court battle.
September 19, 2016
Gilead-backed advocates pressuring states to cover pricey pillsThe drug company says its donations have nothing to do with the court battle.
September 16, 2016
Registered Advisors Hit by More State Enforcement Actions in 2015: NASAA SurveyNASAAs just-released enforcement survey notes high percentage of frauds were perpetrated in 2015 through the internet and via CPAs and lawyers.
September 14, 2016
GRAT Valuation Discounts Disappearing SoonClients have a short window to use valuation discounts for transfers of interest in family businesses under Treasurys current rules.
September 13, 2016
Greenberg’s ‘day of reckoning’ over AIG fraud claims arrivesTo this day, the 91-year-old Greenberg maintains Spitzer had a personal vendetta and sued after Greenberg accused him of prosecutorial overreach.
September 13, 2016
Greenberg’s ‘day of reckoning’ over AIG fraud claims arrivesTo this day, the 91-year-old Greenberg maintains Spitzer had a personal vendetta and sued after Greenberg accused him of prosecutorial overreach.