State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Market Conduct Oversight Initiatives Fine-Tuned At NAIC Meeting
By Jim ConnollyByAs regulators renewed their commitment to an action plan to overhaul the current system of state regulation, fine-tuning efforts continue in areas such as ...
August 24, 2003
NAIC Privacy Project Has Insurers Concerned Over Many IssuesNAIC Privacy Project Has Insurers Concerned Over Many IssuesByInsurers say they want to continue discussions with regulators regarding a market conduct examination initiative that would ...
July 23, 2003
NCSL Endorses Interstate CompactNU Online News Service, July 23, 2003, 4:11 p.m. EDT -- The National Conference of State Legislatures, Denver, has endorsed an Interstate Insurance Product ...
July 20, 2003
Taking The Broader ViewAn effort by insurance regulators and legislators to streamline life insurance product filing is at an important point in its development.At press time, state ...
July 14, 2003
Hartford Markets Multi-Manager 529 PlanNU Online News Service, July 14, 2003, 7:55 p.m. EDT -- The Hartford Financial Services Group Inc., Hartford, is marketing a new, multi-manager 529 ...
July 13, 2003
Amended Interstate Insurance Compact Moves Closer To NCSL SupportAmended Interstate Insurance Compact Moves Closer To NCSL SupportBySeveral sticking points concerning an interstate compact that would create a single point of filing for life ...
July 13, 2003
Changes In Estate Taxes May Generate A Tax Competition Among StatesByNew proposals have been introduced in the 108th Congress to reduce or eliminate the federal estate tax.One variation would eliminate the tax for 2009 with ...
July 03, 2003
NCOIL To Draft Model Market Conduct LawNU Online News Service, July 3, 2003, 4:04 p.m. EDT -- The National Conference of Insurance Legislators, Albany, N.Y., will begin developing a market ...