State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
The 4 Main Components of Compliance
By Stuart N. SpeerThirty-two: That's the official number of compliance steps that affect your sales of life insurance, annuities, and other financial products. Almost every agent, however, is in violation of at least one of these guidelines, rules,
March 16, 2008
More States Have LTC Partnerships But Reciprocity Remains An IssueAs more state long term care partnerships are put in place, state legislators and insurance departments will need to have a stronger understanding of these ...
March 16, 2008
More States Have LTC Partnerships But Reciprocity Remains An IssueAs more state long term care partnerships are put in place, state legislators and insurance departments will need to have a stronger understanding of these ...
March 09, 2008
OFC Concerns Uniting State OfficialsThe threat of an optional federal charter is one factor encouraging a turnaround in relations between state insurance legislators and regulators, industry observers noted during ...
March 09, 2008
AHIP Offers Senate Panel Proposals To Tighten Medicare Advantage MarketingLegislation tightening regulatory oversight at both the federal and state level of the marketing of Medicare Advantage plans appears more likely as a result of ...
March 09, 2008
AHIP Offers Senate Panel Proposals To Tighten Medicare Advantage MarketingLegislation tightening regulatory oversight at both the federal and state level of the marketing of Medicare Advantage plans appears more likely as a result of ...
March 09, 2008
OFC Concerns Uniting State OfficialsThe threat of an optional federal charter is one factor encouraging a turnaround in relations between state insurance legislators and regulators, industry observers noted during ...
March 04, 2008
NCOIL Panel Examines LTC Partnership ProgressAs state long term care Partnerships advance, legislators and insurance departments in the states will need to have a stronger understanding of these programs, according ...