State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
NCOIL: State Oversight Has Worked
By Jim ConnollyState lawmakers want to talk about how much better the states have been doing at regulating financial services companies than federal agencies have been.Members of ...
November 14, 2008
Landgraf: States Will Try To Limit Federal RoleThe financial crisis will affect how insurers will be regulated, one legal expert predicts.Charles Landgraf, an attorney in the Washington office of Dewey & LeBoeuf ...
November 05, 2008
Dems Rule Commissioner Races, Split On GovernorsThe elections held Tuesday included votes on 5 open insurance commissioner seats, 11 gubernatorial seats, and races involving many state lawmakers who sit on state ...
November 04, 2008
Aetna Teams With CostcoA managed care company is forming a Medicare Part D prescription drug plan alliance with a wholesale club chain.Aetna Inc., Hartford, says it is selling ...
November 04, 2008
Secondary Market Firm To Serve HawaiiLegacy Benefits L.L.C. has received a license that gives it the ability to buy in-force life insurance policies in the Aloha State.Legacy Benefits, New York, ...
November 04, 2008
Secondary Market Firm To Serve HawaiiLegacy Benefits L.L.C. has received a license that gives it the ability to buy in-force life insurance policies in the Aloha State.Legacy Benefits, New York, ...
November 02, 2008
Is NAIC's Rating Agency Proposal Investment Grade?One of the more interesting projects state insurance commissioners have on the burner is a plan to start up a rating agency.The first mention of ...
November 02, 2008
Is NAIC's Rating Agency Proposal Investment Grade?One of the more interesting projects state insurance commissioners have on the burner is a plan to start up a rating agency.The first mention of ...