State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Free-lunch seminars in the spotlight ... again
By National Ethics BureauFor the last few years, regulators have been targeting free-lunch seminars as potential vehicles for senior financial abuse.
January 28, 2010
Sircon's ProducerEDGE gives producers the ability to self-manage their complianceSircon Corporation, Okemos, Mich., has announced the release of its newest web-based compliance service, ProducerEDGE.
January 28, 2010
State of the boomer unionSo now that the president's speech is over, what do boomers think? According to a study by BBC World News American and Harris Interactive, 89...
January 25, 2010
Editor's Choice for the Week of January 25, 2010: Market Moving News for This WeekWhat's happening this week.
January 19, 2010
The Silent Generation, Baby Boomers and the Web, Part 2: 10 e-mail marketing tipsWhat is the most popular online activity for Internet users ages 64 and older? According to the Pew Internet & American Life Project, the answer is: e-mail.
January 13, 2010
N.Y. Insurers Sue Over State Use Of AssessmentsThe New York Insurance Association Inc. has gone to court to try to change the way New York state handles insurance assessments.
January 12, 2010
N.Y. Insurers Sue Over State Use Of AssessmentsThe New York Insurance Association Inc. has gone to court to try to change the way New York state handles insurance assessments.
January 04, 2010
Editor's Choice for the Week of January 4, 2010: 'Twas Poor Reg That Spawned the Recession, Sayeth the Fed ChairmanWhat's happening this week.