State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
VSP Offers Vision Coverage In All States
By staff WriterPhysicians Mutual Insurance Company, a writer of individual life and health products, is launching an advertising campaign that will include broadcast, print and Web components.
June 01, 2010
Disorder on the BorderRemember the giant sucking sound? That was the catchy campaign slogan on which businessman H. Ross Perot ran as an independent in the 1992 presidential...
June 01, 2010
Independence's IssuesI have had the privilege of assisting many independent broker/dealers (IBDs) and their representatives throughout the country for many years. Like the wirehouses, IBDs and...
June 01, 2010
A Tale of OriginsWhen Alexander Hamilton and Aaron Burr dueled at dawn on July 11, 1804, the fight was not just between a former Treasury secretary and a...
May 26, 2010
Producer Groups Sue Over N.Y. Department Comp RegsOrganizations that represent New York state agents and brokers have gone to court to try to block implementation of a new compensation disclosure rule.
May 20, 2010
Florida, California, Texas agents: Share your thoughtsAre you an active agent licensed to sell life and/or health insurance in the states of Florida, California, or Texas? Then we want to hear ...
May 20, 2010
Florida, California, Texas agents: Share your thoughtsAre you an active agent licensed to sell life and/or health insurance in the states of Florida, California, or Texas? Then we want to hear ...
May 17, 2010
In Dodd Bill, Senators Support State Securities Role in FSOCIn Dodd Bill, Senators Support State Securities Role in FSOC