State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Why every advisory firm needs a chief ethics officer
By John SullivanAn employee dedicated to ensuring compliance policies and procedures are in place is great, but advisors should take it one step further.
May 08, 2015
Medicaid expansion may cut hospitals' losses on caring for poorKaiser has numbers suggesting that PPACA helped hospitals' financial results.
May 07, 2015
Open your mouth and list your nephrologistsStates struggle to diagnose the health of plans' provider networks.
May 07, 2015
Open your mouth and list your nephrologistsStates struggle to diagnose the health of plans' provider networks.
April 29, 2015
Watchdog warns states may be misusing PPACA fundsMost exchanges were supposed to stop using HHS grant money to pay for operations in January.
April 29, 2015
Watchdog warns states may be misusing PPACA fundsMost exchanges were supposed to stop using HHS grant money to pay for operations in January.
April 28, 2015
NASAA Adopts Model Succession Plan RulesThe rules are meant to be a roadmap for states. The SEC is developing its own succession planning rules for RIAs.
April 28, 2015
Kennedy sends mixed signals as high court debates gay marriageRoberts asked why a ban on same-sex marriage is not a case of sexual discrimination.