State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
Fidelity ‘Ignored’ Unregistered Advisors Trading on Its Platform, Regulator Says
By Melanie WaddellFidelity served as a haven from regulatory oversight for at least 13 unregistered Massachusetts advisors, says the state's top securities regulator, William Galvin.
October 13, 2015
State pension funding levels in U.S. improve for a second yearThe median state pension last year had 70 percent of the assets needed to meet promised benefits, up from 69.2 percent in 2013.
October 12, 2015
12 Best States for Financial Advisor Pay: 2015With some seeing increased opportunity for financial advisors, we look at the states with the highest salaries when accounting for the cost of living.
October 08, 2015
Obama signs H.R. 1624, the small-group definition billNAHU leaders are hoping there will be more PPACA fix bills where this one came from.
October 08, 2015
Obama signs H.R. 1624, the small-group definition billNAHU leaders are hoping there will be more PPACA fix bills where this one came from.
October 07, 2015
Amgen, Sanofi cholesterol drugs covered by Express ScriptsExpress Scripts says most patients should stick with older, better-vetted classes of drugs.
October 05, 2015
In PPACA-shunning states, surgeons gainPrimary care providers also did a little better in non-Medicaid expansion states, according to athenahealth.
October 05, 2015
In PPACA-shunning states, surgeons gainPrimary care providers also did a little better in non-Medicaid expansion states, according to athenahealth.