State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

4 LTC ideas from a little to the right

December 15, 2014

4 LTC ideas from a little to the right
NASAA Launches Online System for Reg D Filings

December 15, 2014

NASAA Launches Online System for Reg D Filings
Darrell Issa rides out of Congress waving a Jonathan Gruber subpoena

December 12, 2014

Darrell Issa rides out of Congress waving a Jonathan Gruber subpoena
Democrats love to hate ALEC, and now they want to copy it

December 11, 2014

Democrats love to hate ALEC, and now they want to copy it
Rape cases raises questions about dementia

December 09, 2014

Rape cases raises questions about dementia
By the numbers: Half of the senators who voted for PPACA will be gone in 2015

December 08, 2014

By the numbers: Half of the senators who voted for PPACA will be gone in 2015
Corporations, and dentists, still back ALEC

December 05, 2014

Corporations, and dentists, still back ALEC