State Regulation
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.
How New York Hunts Down Tax Refugees
By Ben StevermanIf you're leaving New York for lower taxes, just make sure you can prove it.
February 23, 2015
California PPACA exchange enrollment plateausEnrollment growth at HealthCare.gov exchanges has ranged from 25 percent to 81 percent.
February 18, 2015
Schwab Settles 2009 Auction-Rate Securities SuitNew York claimed Schwab engaged in fraudulent and deceptive conduct in promoting the investments.
February 13, 2015
The curious saga of the Oregon governorKitzhaber was the backer of an exchange with a notoriously troubled website.
February 05, 2015
PPACA rate reviews: Ideas for making them more openSome consumer reps think states could do more to let the sunlight in.
February 05, 2015
PPACA rate reviews: Ideas for making them more openSome consumer reps think states could do more to let the sunlight in.
February 02, 2015
Is There Really an Advisor Exam Problem?Head scratching continues over what to do about boosting SEC advisor exams or whether the supposed deficiency is just a political football.
January 30, 2015
Greenberg calls decade-old AIG fraud suit futileGreenberg calls the case a waste of taxpayer money.