State Regulation

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations, enforcement actions and related activities.

12 U.S. Cities Where Home Values Rose Most in a Year

April 15, 2026

12 U.S. Cities Where Home Values Rose Most in a Year
Man Who Extorted His Financial Advisor Loses U.S. Citizenship

April 14, 2026

Man Who Extorted His Financial Advisor Loses U.S. Citizenship
12 Best States for Older Workers in 2026

April 13, 2026

12 Best States for Older Workers in 2026
BofA Office Closure to Affect at Least 170 Staff

April 10, 2026

BofA Office Closure to Affect at Least 170 Staff
12 Cities Where a $100,000 Salary Buys the Most

April 10, 2026

12 Cities Where a $100,000 Salary Buys the Most
Long Island Advisor Pleads Guilty to $160M Investment Fraud

April 09, 2026

Long Island Advisor Pleads Guilty to $160M Investment Fraud
U.S. Life and Annuity Deal Flow Rises 56% in 2025

April 09, 2026

U.S. Life and Annuity Deal Flow Rises 56% in 2025