California

Get the latest news and insights on California's financial regulations, enforcement actions and litigation.

College Planning

15 Best Value Public Universities: 2027

By Michael S. Fischer
How Podcasting Can Pay Off for Advisors

September 17, 2026

How Podcasting Can Pay Off for Advisors
How Founders Can Get Out of Their Own Way

September 17, 2026

How Founders Can Get Out of Their Own Way
Ex-Broker Sentenced to 9 Years for Long-Running $9.5M Ponzi Scheme

September 17, 2026

Ex-Broker Sentenced to 9 Years for Long-Running $9.5M Ponzi Scheme
12 Worst U.S. Cities for Retirement: 2026

September 14, 2026

12 Worst U.S. Cities for Retirement: 2026
Private Fund Advisors Busted in Ponzi-Like Scheme Against Retirees: SEC

September 02, 2026

Private Fund Advisors Busted in Ponzi-Like Scheme Against Retirees: SEC
Fake NFL Player, Phony Advisor Charged With Swindling at Least 26 Women: DOJ

September 02, 2026

Fake NFL Player, Phony Advisor Charged With Swindling at Least 26 Women: DOJ
What the CFP Board's New IRA Rollover Guide Left Out

August 31, 2026

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What the CFP Board's New IRA Rollover Guide Left Out