California

Get the latest news and insights on California's financial regulations, enforcement actions and litigation.

Ex-Edelman Advisor Sues Over Non-Solicitation Rules

August 23, 2024

Ex-Edelman Advisor Sues Over Non-Solicitation Rules
New Trial Date Set for Former BofA Banker Charged With Merrill Exec's Murder

August 12, 2024

New Trial Date Set for Former BofA Banker Charged With Merrill Exec's Murder
California Advisor Charged With Child Porn Possession

July 15, 2024

California Advisor Charged With Child Porn Possession
Fugitive Ex-Advisor Who Appeared on CNBC Arrested on Fraud Charges

June 20, 2024

Fugitive Ex-Advisor Who Appeared on CNBC Arrested on Fraud Charges
California Could Curb Private Equity Health Deals

June 10, 2024

California Could Curb Private Equity Health Deals
Documentary Promotes Aid-in-Dying Bills

June 07, 2024

Documentary Promotes Aid-in-Dying Bills
15 U.S. Cities Where It Takes the Most Income to Be Middle Class

May 01, 2024

15 U.S. Cities Where It Takes the Most Income to Be Middle Class