Litigation

Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.

Edward Jones Sued by Ex-Rep Over Sexual Harassment

April 12, 2021

Edward Jones Sued by Ex-Rep Over Sexual Harassment
Schwab Sues Ex-Client Who Won't Return $1.2M Sent by Mistake

March 31, 2021

Schwab Sues Ex-Client Who Won't Return $1.2M Sent by Mistake
Pa. Proud Boys Leader Charged in Capitol Riot Did Stint as Merrill Call Center Rep

March 31, 2021

Pa. Proud Boys Leader Charged in Capitol Riot Did Stint as Merrill Call Center Rep
10 Worst Financial Advisors in America: 2020

March 29, 2021

10 Worst Financial Advisors in America: 2020
Supreme Court Signals Narrow Ruling Likely on Goldman Investor Suit

March 29, 2021

Supreme Court Signals Narrow Ruling Likely on Goldman Investor Suit
Ex-Morgan Stanley Advisor Who Defrauded Seniors Gets 5-Year Prison Sentence

March 26, 2021

Ex-Morgan Stanley Advisor Who Defrauded Seniors Gets 5-Year Prison Sentence
CFP Board Suspends Former UBS Broker Charged With Defrauding Clients

March 26, 2021

CFP Board Suspends Former UBS Broker Charged With Defrauding Clients