Litigation
Get the latest news and insights on litigation affecting financial advisors and the broader financial services industry.
JPMorgan Reaches Agreement to Settle With Epstein Victim
By Hannah Levitt & Ava Benny-MorrisonThe biggest U.S. bank didn't say how much it agreed to pay or any other terms of the arrangement.
June 06, 2023
Preliminary Hearing Set for LPL Network Firm Employee Charged in Double MurderThe next preliminary hearing for Ramy Fahim will be Aug. 15.
June 05, 2023
Wells Fargo Seeks to Settle 'Banking While Black' CaseLawyers for the bank and borrowers said they've agreed to work with a former federal judge to try to resolve a group of class-action lawsuits
June 02, 2023
Pretrial Hearing Set for Ex-Broker Charged With Murder of BofA-Merrill ExecAnthony Duwayne Turner's next hearing is scheduled for July 10, the L.A. district attorney's office says.
June 02, 2023
Morgan Stanley Retaliated Against Whistleblower, Suit ClaimsThe employee asserts she was terminated after reporting colleagues using co-workers' passwords to make customer trades.
June 01, 2023
California Doctor Questions Guardian's 'Total Disability' DefinitionThe doctor represents a class consisting of all Guardian disability insureds in California affected by a "no work" policy provision.
May 25, 2023
Ex-Edward Jones Rep Sentenced to 2 Years in Prison for Scamming ClientsThe former broker took nearly $800,000 from clients, prosecutors said.
May 25, 2023
Ex-Morgan Stanley Advisor Gets 7 Years for Fleecing ClientsShawn Edward Good took in $7.2 million from at least 13 victims thorough his decade-long Ponzi scheme.