Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Ex-Social Security Head Warns of 'System Collapse' as SSA Plans to Cut 7,000 Jobs
By Melanie WaddellAn interruption of benefits is likely within the next 90 days, former Commissioner Martin O'Malley says.
February 28, 2025
Social Security Contractors Cut Off as DOGE Targets AgencyThe acting chief says SSA has cut half of its outsourced IT spending and is dismissing 200 employees.
February 28, 2025
State Street, Apollo’s Private Credit ETF Raises SEC ConcernThe SEC asked the firms for more information in a letter Thursday, expressing worry on the fund’s liquidity.
February 28, 2025
SEC Staff Says Memecoins Are Like Collectibles, Not SecuritiesSellers do not need to register with the SEC, and buyers are not protected by securities laws.
February 28, 2025
Firm Hit With Reg BI Fine Over Private PlacementsFINRA fined Cova Capital Partners for recommending three private placements that weren't suitable for some investors.
February 27, 2025
Are Social Security’s Benefit Statements Useless for Accurate Planning?The simplified forms, released in 2021, are proving to have some serious shortcomings.
February 27, 2025
Senate Panel OKs Labor Secretary NomineeThe Senate HELP Committee voted 14-9 Thursday to approve the nomination of Lori Chavez-DeRemer.
February 26, 2025
Social Security Administration May Face 50% Workforce CutThe acting SSA chief requested that managers present a plan for a 50% staff reduction, The American Prospect reports.