SEC

Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.

Federal Regulation

Renaissance Favors Selectively Extending SEC's Financial Statement Deadline

By Staff Writer
Conseco, Inviva Settle With SEC Over Market Timing Charges

August 11, 2004

Conseco, Inviva Settle With SEC Over Market Timing Charges
Conseco, Inviva Settle VA Charges With SEC

August 09, 2004

Conseco, Inviva Settle VA Charges With SEC
FPA sues the SEC over "merrill" rule

August 01, 2004

FPA sues the SEC over "merrill" rule
Getting a Handle on Plan Expenses

August 01, 2004

Getting a Handle on Plan Expenses
New SEC Requirements Should Prompt Variable Insurer Talks With Underlying Funds

July 21, 2004

New SEC Requirements Should Prompt Variable Insurer Talks With Underlying Funds
SEC Eases Life Broker-Dealer Control Rule

July 07, 2004

SEC Eases Life Broker-Dealer Control Rule
THE PLAYING FIELD- Will You Have to Do It Tomorrow?

July 01, 2004

THE PLAYING FIELD- Will You Have to Do It Tomorrow?