SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
NAFA: We'll Keep Up The Indexed Annuity Battle
By Allison BellThe National Association for Fixed Annuities is warning supporters against using the U.S. Securities and Exchange Commission decision to delay enforcement of Rule 151A as a reason to relax.
December 10, 2009
American Equity Update on 2-Year Rule 151A DelayNick Gerhart of American Equity updates interested parties on the recent developments concerning Rule 151A and where we go from here.
December 09, 2009
SEC Offers To Delay 151A ImplementationThe U.S. Securities and Exchange Commission now plans to provide a full 2-year implementation period for federal regulation of equity-indexed annuities under Rule 151A.
December 09, 2009
SEC Offers To Delay 151A ImplementationThe U.S. Securities and Exchange Commission now plans to provide a full 2-year implementation period for federal regulation of equity-indexed annuities under Rule 151A.
December 07, 2009
Variable Annuity Group Applauds SEC Call for VA Summary ProspectusIRI says Schapiro's plan is "long overdue"
December 01, 2009
SEC 151A: The final countdown?With just over a year until the SEC's controversial 151A ruling is set to go into law, legislators and activists have moved their anti-151A lobbying efforts into high gear.
December 01, 2009
Danger & Opportunity: Staggering Toward ReformAs we enter the final month of 2009, the financial services industry anticipates some type of reform from Washington by year-end, but the consensus is...
November 30, 2009
SEC 151A: The final countdown?With just over a year until the SEC's controversial 151A ruling is set to go into law, legislators and activists have moved their anti-151A lobbying efforts into high gear.