SEC
Get the latest news and insights on the Securities and Exchange Commission's' financial regulations (such as Regulation Best Interest), enforcement actions and related activities.
SEC Commissioner Hester Peirce to Exit
By Melanie WaddellThe SEC's "Crypto Mom" will leave the agency in November to teach at Regent University.
May 14, 2026
Long-Stalled Crypto Bill Wins Key Senate Committee VoteThe Senate Banking Committee advanced the Clarity Act, which would establish the CFTC as crypto's primary regulator.
May 12, 2026
E-Delivery Rule Will Be 'Broader': SEC ChiefThe SEC's e-delivery approach will apply across BDs and investment advisors, Atkins said at FINRA's annual conference.
May 11, 2026
SEC Moves to End 'Gag Rule' Criticized by Musk and CubanThe White House is reviewing a plan to end the SEC's no admit/no deny rule.
May 08, 2026
Vanguard, BlackRock, Invesco Push for Invest Act PassagePolicy experts at the asset managers are awaiting Senate action on legislation that expands the accredited investor definition.
May 08, 2026
Robinhood Can Skip Sending Form CRS to Trump Account Holders: SECThe SEC issued no-action relief Tuesday; Robinhood will be the sole BD and initial trustee to Trump accounts.
May 05, 2026
SEC Unveils Proposal to Allow for Semiannual ReportingIf ultimately adopted, the plan "would provide companies with increased regulatory flexibility," said SEC Chair Paul Atkins.
May 04, 2026
SEC Chief Pans Texting Probe, Calls ETF Share Class Relief a Massive Tax BreakThe SEC's new enforcement approach focuses not on quanity, but on quality of cases, Paul Atkins says.