DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
5 things to know about the DOL fiduciary rule
By Nick ThorntonERISA attorneys talk about the proposed industry-changing standard.
March 10, 2016
3 steps to prepare for DOL fiduciary ruleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule.
March 09, 2016
House Speaker Ryan continues to assail DOL fiduciary ruleThe congressman's tongue-in-cheek fi-du-ci-a-ry definition claims rule would "hurt millions of hardworking Americans."
March 04, 2016
Obama to meet with financial regulators ahead of fiduciary ruleThe Obama administration is readying a fiduciary rule that will require brokers to put their clients best interests first.
March 03, 2016
3 Steps to Prepare for DOL Fiduciary RuleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule and warn them not to get taken by surprise.
March 02, 2016
Speaker Ryan Continues to Assail DOL Fiduciary RuleThe congressman's tongue-in-cheek "fi-du-ci-a-ry" definition claims rule would "hurt millions of hardworking Americans," while a report claims it would cost the middle class $80 billion.
March 01, 2016
Lobbyists Gear Up for DOL Fiduciary Rule ReleaseWith the expected release soon of the DOL's rule to change the definition of fiduciary on retirement advice, lobbying groups are positing that legal and legislative remedies may be needed.
March 01, 2016
DOL fiduciary rule will force brokers out, ex-SEC IM Director saysNorm Champ also says the downsides of third-party advisor exams "far outweigh the upside."