DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
DOL Fiduciary Compliance: Amy Webber on the Cambridge Approach
By James J. GreenThe Cambridge Investment Research president explains how the IBD is prepping for the rule and how its nurturing the next generation of advisors.
April 01, 2016
DOL Fiduciary Rule Likely Coming WednesdayLawyer Steve Saxon hopes DOL will talk to the industry soon so that folks can get guidance on some critical questions.
March 31, 2016
Sen. Warren Calls for SEC Inquiry on Firms' DOL Fiduciary Double TalkFinancial companies may have violated securities laws with contradictory statements to lawmakers and investors, Sen. Elizabeth Warren says.
March 29, 2016
DOL rule won't insist on flat per-participant recordkeeping feesNo one can predict how the fiduciary rule will affect the recordkeeping market.
March 29, 2016
DOL rule won't insist on flat per-participant recordkeeping feesNo one can predict how the fiduciary rule will affect the recordkeeping market.
March 28, 2016
DOL Chief Perez Prepared to Explain Final Fiduciary RuleAs you read this column, youre most likely also poring over the DOL's rule to redefine the definition of fiduciary under ERISA.
March 28, 2016
On eve of fiduciary rule, Financial Engines sees opportunityFor both supporters and opponents of DOLs fiduciary rule, determining legitimate circumstances will be the challenge going forward.
March 28, 2016
On eve of fiduciary rule, Financial Engines sees opportunityFor both supporters and opponents of DOLs fiduciary rule, determining legitimate circumstances will be the challenge going forward.