DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Finke: DOL Rule May ‘Drop Bomb’ on Asset Management Industry
By Michael FinkeAnnuities, nontraded REITs and even mutual funds face a transformed environment under the DOL fiduciary rule, Michael Finke writes.
May 19, 2016
6 DOL fiduciary tasks to tackle before first deadlineAdvisory firms have a lot to do between now and April 10, 2017.
May 19, 2016
What Advisors Really Think of DOL Fiduciary Rule: ThinkAdvisor PollReaders weigh in on matters like whether DOL should be sued (hint: Perez, beware of pitchforks) and what products would be affected.
May 18, 2016
For IRA Investors, a Warning on DOL Fiduciary RuleThe DOL's conflict of interest rule didn't quite extend fiduciary protection all the way to IRAs, Bob Clark writes.
May 18, 2016
14 questions (and answers) about the DOL fiduciary ruleA panel of industry experts delves into the impact of the rule from the legal, distribution and manufacturer perspectives.
May 12, 2016
6 DOL Fiduciary Tasks to Tackle Before First DeadlineFinancial advisory firms have a lot to do between now and April 10, 2017, when the DOLs fiduciary rule becomes applicable.
May 10, 2016
DOL to Advisors: Got Fiduciary Rule Questions? Ask UsDOL will issue guidance on a rolling basis and focus on aiding compliance, not finding litigation targets, one of the rules architects said.
May 08, 2016
Insurers work to implement new fiduciary ruleCompany executives on Thursday shared early observations about how the new fiduciary rule may impact major insurers and financial services firms.