DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Vanguard’s McNabb: DOL Got It Right; Get Used to Shrinking Fees
By Ginger SzalaAdvisors need to learn to use technology to help business, McNabb said at Morningstar Conference, envisioning a hybrid future for advisors.
June 10, 2016
How to Comply With DOL’s Best Interest Standard of CareThe DOL fiduciary rules best interest standard of care will impact advisors advice on IRAs on both a macro and micro level.
June 09, 2016
Ric Edelman: DOL Rule Will Kill Off Half of All Advisors, Gouge WirehousesOne of the scariest aspects for the financial services industry, Edelman says, is that the new fiduciary rule will allow lawsuits.
June 09, 2016
DOL Fiduciary Rule Faces Another Suit by Annuity IndustryDOL fiduciary rule unfairly targets certain types of fixed annuity products, says IALCs Jim Poolman.
June 08, 2016
Obama vetoes anti-DOL fiduciary rule resolutions, lawsuit moves forwardAs expected, President Barack Obama on Wednesday vetoed resolutions to kill the Department of Labors rule amending the definition of fiduciary under ERISA.
June 08, 2016
Obama vetoes anti-DOL fiduciary rule resolutions, lawsuit moves forwardAs expected, President Barack Obama on Wednesday vetoed resolutions to kill the Department of Labors rule amending the definition of fiduciary under ERISA.
June 08, 2016
Obama Vetoes Anti-DOL Fiduciary Rule Resolutions; Date Set for LawsuitNational Association for Fixed Annuities lawsuit against DOL seeks a preliminary injunction to stay the rule.
June 08, 2016
5 things to know about selling annuities under the DOL fiduciary ruleFrom rules on proprietary products to how to determine whether an annuity is in a client's best interest, here are five things advisors should know.