DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Don’t Waste the ‘Summer of DOL’ as Fiduciary Compliance Clock Ticks
By Emily ZulzFrom analyzing your client base to tech updates, there's a lot to get done before April, John Gebaur of NRS says.
July 12, 2016
DOL 101: The fiduciary rule’s impact on IMOsAn attorney-turned-financial consultant addresses a pressing but often overlooked question raised by the DOL rule: What does it mean for IMOs?
July 12, 2016
DOL 101: The fiduciary rule’s impact on IMOsAn attorney-turned-financial consultant addresses a pressing but often overlooked question raised by the DOL rule: What does it mean for IMOs?
July 11, 2016
DOL rule could slow insurance sales for independent channelThe DOL fiduciary rule could decrease revenue and accelerate consolidation of independent brokers, the Conning & Co. report warns.
July 11, 2016
DOL rule could slow insurance sales for independent channelThe DOL fiduciary rule could decrease revenue and accelerate consolidation of independent brokers, the Conning & Co. report warns.
July 08, 2016
DOL clarifies fiduciary rule for insurance companiesThe technical correction DOL issued to BICE deals with the actuarial review of insurance companies.
July 08, 2016
DOL clarifies fiduciary rule for insurance companiesThe technical correction DOL issued to BICE deals with the actuarial review of insurance companies.
July 08, 2016
DOL Fiduciary Hearing in Texas Set for Nov. 17The federal judge in Texas overseeing the three lawsuits filed in the state against the DOL's fiduciary rule will hear oral arguments from both sides.