DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
Sen. Warren: DOL Fiduciary Rule That Copies Reg BI Is a 'Costly Mistake'
By Melanie WaddellWarren warned Labor Secretary Eugene Scalia not to propose a weak rule.
September 26, 2019
Senate Confirms Scalia as New Labor SecretaryThe Senate voted 53-44 on Thursday afternoon.
September 24, 2019
Scalia Is Still in the DOL Fiduciary Rule GameA Senate panel voted Tuesday to advance his nomination to the full Senate.
September 13, 2019
Reconciling Rollover Advice With Reg BI and DOL Fiduciary StandardAdvisors who provide rollover advice must exercise caution to ensure compliance with both regimes.
August 27, 2019
How the BDs of the Year Are Prepping for Reg BI"It's been a long haul. I don't know how much more best interest we can get into our procedures," said The Investment Center's Ralph DeVito.
July 09, 2019
DOL, IRS Must Collaborate on Prohibited IRA Transactions: GAODOL and IRS need to set up a memorandum of understanding or other mechanism to collaborate on oversight of such transactions.
June 21, 2019
GAO Asked to Investigate Impact of DOL Fiduciary RuleLabor's fiduciary rule, which was finalized in 2016 after nearly six years of effort, was vacated by a federal court last year.
May 28, 2019
Industry Officials Forecast DOL Fiduciary Rule's FutureLabor Secretary Alexander Acosta spills the fiduciary beans to Congress; the OCC plans its own fiduciary updates; and NAIFA-NY sues over fiduciary reg.