DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
7 Things to Know About the New DOL Annuity Sales Standard Proposal
By Allison BellThe proposed standard could turn IMOs, FMOs and BGAs into the Impartial Conduct Standards cops.
March 06, 2020
Human Capital: ARA's Wielobob Details DOL, IRS Secure Act To-Do ListIn episode #10 of our podcast, we talk with Allison Wielobob, general counsel at the American Retirement Association.
December 12, 2019
Sen. Warren: DOL Fiduciary Rule That Copies Reg BI Is a 'Costly Mistake'Warren warned Labor Secretary Eugene Scalia not to propose a weak rule.
November 22, 2019
DOL Continues Aggressive Enforcement Pace in 2019The benefit's unit's activity reflects "nearly $1 billion more in recoveries than 2018," an ERISA attorney says.
October 29, 2019
Scalia Sworn In as New Labor SecretaryAttorneys see a Labor fiduciary rule released any day now and surmise what it may entail.
September 26, 2019
Senate Confirms Scalia as New Labor SecretaryThe Senate voted 53-44 on Thursday afternoon.
September 24, 2019
Scalia Is Still in the DOL Fiduciary Rule GameA Senate panel voted Tuesday to advance his nomination to the full Senate.
September 13, 2019
Reconciling Rollover Advice With Reg BI and DOL Fiduciary StandardAdvisors who provide rollover advice must exercise caution to ensure compliance with both regimes.