DOL
Get the latest news and insights on the Department of Labor's moves around the fiduciary rule, other financial regulations, enforcement actions and more.
At ASPPA 401(k) Summit, Opportunity and 'Exemption' Dominate Discussion
By John SullivanAn uncertain regulatory environment means opportunity for advisors to enter the 401(k) market, Brian Graff, executive director and CEO of ASPPA, told AdvisorOne at the Las Vegas conference.
October 21, 2010
DOL Issues Proposed Rule Clarifying Fiduciary DefinitionThe current arcane fiduciary rules "really interfere with the ability of the Department and fiduciaries to understand where the lines are being drawn, and to protect beneficiaries and participants."
November 19, 2009
DOL Extends Investment Advice Effective Date, Then Withdraws RuleDOL says it intends to publish separately a proposed rule that conforms to the PPA statutory exemption relating to investment advice
November 17, 2009
DOL Extends Investment Advice Effective DateAdditional time needed to consider legal and policy issues
January 22, 2009
DOL/IRS Craft Auto Enroll Manual for Small BusinessesThe U.S. Department of Labor (DOL) and the Internal Revenue Service (IRS) have released a new publication to help small employers better understand automatic enrollment for 401(k) plans offered to their employees.
January 16, 2009
DOL Finalizes Investment Advice RuleDOL announced January 17 that it has finalized its rule making investment advice more accessible for millions of Americans in 401(k)s and individual retirement accounts
August 28, 2008
Labor Dept. Settles With Pa. Builders GroupThe U.S. Department of Labor has reached a settlement with a Pennsylvania trade group providing for $5 million in restitution for alleged breaches of fiduciary ...