Federal Regulation

Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.

Federal Regulation

IRS Completes Pension Mortality Table Regs

By Staff Writer
SEC extends short selling rule

July 30, 2008

SEC extends short selling rule
SEC To Work With Labor

July 30, 2008

SEC To Work With Labor
SEC To Work With Labor

July 30, 2008

SEC To Work With Labor
IRS Completes Annuity Conversion Regs

July 29, 2008

IRS Completes Annuity Conversion Regs
IRS Completes Annuity Conversion Regs

July 29, 2008

IRS Completes Annuity Conversion Regs
Dodd: Congress Could Pass OII Bill

July 29, 2008

Dodd: Congress Could Pass OII Bill
DOL Proposes Simplified Disclosure For 401(k) Investment Options

July 27, 2008

DOL Proposes Simplified Disclosure For 401(k) Investment Options