Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
IRS Completes Tax Regulations
By Allison BellThe Internal Revenue Service has published the final version of rules that may affect the income taxes of corporate groups that include both life and non-life insurance companies.
December 21, 2009
Health Reform, Financial Services Regulation Dominated The D.C. AgendaDespite an entire year of debate, it remained unclear as 2009 ended what the shape and substance of a future healthcare delivery system would be and how deeply the federal government will intervene in the regulation of the insurance industry.
December 21, 2009
Despite SEC's Two-Year Concession, Industry Determined To Fight 151AA decision of the Securities and Exchange Commission to concede in court documents that it will provide a full two-year implementation period for federal regulation of indexed annuities under Rule 151A.
December 20, 2009
Despite SEC's Two-Year Concession, Industry Determined To Fight 151AA decision of the Securities and Exchange Commission to concede in court documents that it will provide a full two-year implementation period for federal regulation of indexed annuities under Rule 151A.
December 20, 2009
Health Reform, Financial Services Regulation Dominated The D.C. AgendaDespite an entire year of debate, it remained unclear as 2009 ended what the shape and substance of a future healthcare delivery system would be and how deeply the federal government will intervene in the regulation of the insurance industry.
December 17, 2009
Quiz Question: Rule 151A implementation would start when?This article answers the question: Within what period of time does the Securities and Exchange Commission plan to fully implement Rule 151A, after the final rule is issued?
December 16, 2009
Fighting SEC Rule 151AChances are you want SEC Rule 151A to be vacated. Are you doing anything about it?
December 16, 2009
Quiz Question: Rule 151A implementation would start when?This article answers the question: Within what period of time does the Securities and Exchange Commission plan to fully implement Rule 151A, after the final rule is issued?