Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
The SEC's Posture On Rule 151A Is Full Of Contradictions
By Danette KennedyConflicting reports continue to trouble the fixed index annuity marketplace.
November 26, 2008
FDIC: Federal Regulation Unlikely In 2009Congressional approval of federal regulation of insurance appears to be unlikely for 2009, and an optional federal charter may never be created, according to the ...
November 26, 2008
FDIC: Federal Regulation Unlikely In 2009Congressional approval of federal regulation of insurance appears to be unlikely for 2009, and an optional federal charter may never be created, according to the ...
November 26, 2008
FDIC: Federal Regulation Unlikely In 2009Congressional approval of federal regulation of insurance appears to be unlikely for 2009, and an optional federal charter may never be created, according to the ...
November 25, 2008
Treasury Invests In AIG - UpdatedAmerican International Group Inc. says it will be using $40 billion in Troubled Assets Relief Program cash to restructure some of its debt.The U.S. Treasury ...
November 21, 2008
SEC Publishes International Standards DraftThe SEC is looking into whether the U.S. companies that file reports with it should be required to use the International Financial Reporting Standards rather ...
November 20, 2008
SEC Okays Summary ProspectusThe Securities and Exchange Commission has put off until December 3 a vote on adopting rules that would curtail conflicts of interest among credit ratings agencies.
November 20, 2008
SEC To Webcast Mark-To-Market RoundtableThe U.S. Securities and Exchange Commission plans to hold a panel discussion on controversial accounting rules at 9:30 a.m. EST Friday.The participants in the discussion, ...