Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Variable Products Move Onto SEC's Radar
By Melanie WaddellSEC, FINRA to release updated report on effective VA practices
April 28, 2010
SEC, CFTC Push for Budget Increases for 2011At Senate hearing, Schapiro and Gensler seek to justify double-digit increases
April 28, 2010
AIG Looks Healthier, Says GAOAmerican International Group Inc. appears to be stable, primarily as a result of a huge infusion of government financial aid, according to U.S. Government Accountability Office officials.
April 28, 2010
Dealing With Orphan PolicyholdersAn orphan in insurance industry parlance is a policyholder whose original agent is no longer an active agent for the company that issued the policy.
April 27, 2010
GAO: AIG Looks HealthierAmerican International Group Inc. (NYSE:AIG) appears to be stable, primarily as a result of a huge infusion of government financial aid, according to U.S. Government Accountability Office officials.
April 27, 2010
IRS: Young Adult Coverage Extension Benefits Are Tax-FreeEmployees need not pay extra taxes if they keep children under 27 years of age insured using employer-sponsored health benefits programs.
April 27, 2010
GAO: AIG Looks HealthierAmerican International Group Inc. (NYSE:AIG) appears to be stable, primarily as a result of a huge infusion of government financial aid, according to U.S. Government Accountability Office officials.
April 26, 2010
IRS: Young Adult Coverage Extension Benefits Are Tax-FreeEmployees need not pay extra taxes if they keep children under 27 years of age insured using employer-sponsored health benefits programs.