Federal Regulation

Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.

Life Insurance Brokers Need DOL Attention

May 05, 2025

Life Insurance Brokers Need DOL Attention
Trump's 2026 Budget Leaves Social Security Funding Flat

May 02, 2025

Trump's 2026 Budget Leaves Social Security Funding Flat
DOL Agents Told Not to Enforce Biden-Era Indie Contractor Rule

May 02, 2025

DOL Agents Told Not to Enforce Biden-Era Indie Contractor Rule
FINRA's New Outside Activities Proposal Is Absurd

May 02, 2025

FINRA's New Outside Activities Proposal Is Absurd
IRS Releases 2026 Contribution Limits for HSAs

May 01, 2025

IRS Releases 2026 Contribution Limits for HSAs
FINRA Seeks to Streamline Reporting Rules on Outside Activities

April 30, 2025

FINRA Seeks to Streamline Reporting Rules on Outside Activities
Jeremy Siegel Sees 'Robust' Justification for Fed Rate Cuts

April 29, 2025

Jeremy Siegel Sees 'Robust' Justification for Fed Rate Cuts