Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
Most PPACA data hub testing done
By Allison BellVendors have finished testing most of the CMS-IRS part of the exchange brain.
July 17, 2013
PwC: Regulations, economy top concerns of Canadian insurersThe report notes that Canadian insurance executives are more concerned than their foreign counterparts about the liabilities of insurance products.
July 17, 2013
PwC: Regulations, economy top concerns of Canadian insurersThe report notes that Canadian insurance executives are more concerned than their foreign counterparts about the liabilities of insurance products.
July 16, 2013
SEC’s Structured Products Chief to ExitThe SEC announced Tuesday that Kenneth Lench, chief of the Enforcement Divisions Structured and New Products Unit, will leave the agency for the private sector at the end of July.
July 16, 2013
The problem of DIY fecal transplantsThe tract for treating Clostridium difficle is constipated thanks to the FDA.
July 16, 2013
SEC Nominees Vote Tabled Due to Lack of QuorumMeanwhile, the Senate confirmed Richard Cordray as CFPB director.
July 15, 2013
How the SEC Stacks the DeckThe low burden of proof required when the SEC brings a case can easily threaten RIAs' livelihoods.
July 12, 2013
IRS urged to pump up wellness incentives under PPACAThe cost of smoking cessation programs is the only wellness plan incentive employers can now count when the act takes full effect in 2015.