Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
The catch in the Supreme Court's Obamacare ruling
By Cass R. SunsteinThe decision on King v. Burwell establishes a principle that is likely to haunt future presidents.
June 23, 2015
SEC Busts Firms in $79M Immigration SchemeThe SEC charged two firms with illegally brokering more than $79 million of investments from foreigners seeking U.S. residency through the governments immigrant investor program.
June 23, 2015
6 Results if Supreme Court Kills Obamacare SubsidiesThe Supreme Court is expected to make a ruling on the King v. Burwell case any day now.
June 23, 2015
Fiduciary Rule Crucial for Protecting Middle Class: DOL ChiefLabor Secretary Perez says DOL is sharpening its thinking on the fiduciary rule thanks to comments; FPA plans to weigh in in "very comprehensive" fashion.
June 23, 2015
NAIFA members warn of negative impact of DOL fiduciary ruleTwo-thirds of advisors surveyed by NAIFA say they anticipate a loss of business following implementation of the DOL rule.
June 23, 2015
NAIFA members warn of negative impact of DOL fiduciary ruleTwo-thirds of advisors surveyed by NAIFA say they anticipate a loss of business following implementation of the DOL rule.
June 22, 2015
Industry leaders testify on DOL proposalWitnesses who testified on the proposed fiduciary rule to a House subcommittee included experts from Davis and Harman and Fidelity.
June 22, 2015
Industry leaders testify on DOL proposalWitnesses who testified on the proposed fiduciary rule to a House subcommittee included experts from Davis and Harman and Fidelity.