Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
SSA Chief's Retirement-Age Comments Reveal an Alarming Truth: Retirement Expert
By John ManganaroFrank Bisignano's responses reveal that no plan to fix the program is coming anytime soon, says a retirement researcher.
September 24, 2025
Test Your Tax Knowledge: Business Expense DeductionsSee if you can ace our quiz on tax breaks for business travel, home offices and more.
September 24, 2025
FINRA Files to Raise Gift Limit to $300The BD regulator proposed in June an increase to $250 but was swayed by industry feedback.
September 24, 2025
6 Must-Know IRS Rules Released in 2025While layoffs reduced the IRS' headcount, the agency has been pushing out new policies, with more expected soon.
September 23, 2025
IRS Releases Draft Form With Trump Tax Law ChangesThe draft form outlines new tax breaks, including No Tax on Tips and the senior deduction.
September 23, 2025
SEC Chief Wants 'Innovation Exemption' to Fast-Track Crypto Product ApprovalsSEC Chairman Paul Atkins also said the agency would write new rules for crypto in the coming months.
September 22, 2025
Ex-Wells Fargo Broker Suspended, Fined Over $675K Customer BequestCarol Abdo-Brownsberger provided inaccurate information on her role as a foundation trustee, FINRA says.
September 19, 2025
Debate: Should Limits Be Placed on a SALT Cap Workaround?After the 2017 tax overhaul, many states created pass-through entity tax (PTET) to bypass the $10,000 cap.