Federal Regulation
Get the latest news and insights on regulatory developments affecting financial advisors and the stock market and trading, including news about the SEC, DOL, IRS and the Financial Industry Regulatory Authority.
5 things to know about the DOL fiduciary rule
By Nick ThorntonERISA attorneys talk about the proposed industry-changing standard.
March 10, 2016
3 steps to prepare for DOL fiduciary ruleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule.
March 10, 2016
3 steps to prepare for DOL fiduciary ruleSEI Advisor Network execs say advisors arent preparing for the new fiduciary rule.
March 10, 2016
Watchdog finds $447 million IRS PPACA tax credit math errorThe error amounts to about 3 percent of the year-to-date premium tax credit payment total, TIGTA says.
March 10, 2016
Watchdog finds $447 million IRS PPACA tax credit math errorThe error amounts to about 3 percent of the year-to-date premium tax credit payment total, TIGTA says.
March 10, 2016
PATH Act: New Tax Rules for Businesses for 2015 Returns, 2016 PlanningThe PATH Act, signed into law on Dec. 18, contains more than 100 tax provisions. Here is a roundup of the key provisions for businesses.
March 10, 2016
Why SEC Fiduciary Rule May Be ‘Unattainable’Dueling divisions and split commissioners complicate this rulemaking, former SEC executive Bob Plaze says.
March 09, 2016
House Speaker Ryan continues to assail DOL fiduciary ruleThe congressman's tongue-in-cheek fi-du-ci-a-ry definition claims rule would "hurt millions of hardworking Americans."